The value of investments can fall as well as rise. Investors may get back less than they invested. Past performance is not a reliable indicator of future results. Capital at Risk.

CORPORATE ADVISORY

CORPORATE ADVISORY

We are a highly experienced team, providing full market access and fundraising capabilities to clients. At the heart of our offering is the access to capital and providing services that are 100% aligned with achieving your company’s goals.

APPROACH

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SERVICES

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RECENT TRANSACTIONS

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RESEARCH &
EVENTS PORTAL

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APPROACH

Personal Relationships Strong relationships are at the heart of our success, and we dedicate a lot of time to building them. We will actively engage and work closely with your senior team to ensure that we fully understand your aims and motivations. And trusted relationships with a diverse network of investors allow us to efficiently source funding when needed.

Expertise and Enthusiasm Our team is highly experienced in their respective disciplines, having come to Oberon with successful personal track records. We have come together at Oberon to create a division that combines these skills with an entrepreneurial environment that affords an opportunity to build a firm that is in line with expected high standards of a rapidly changing world. This sense of ownership translates into the enthusiasm that we have to build a successful business, built on delivering successful outcomes for clients.

Selective We limit the number of retained clients to maintain the highest level of service. This ensures we never spread ourselves too thinly.

Your Success is our Success Our interests are fully aligned with yours. We only succeed if you succeed, and we work tirelessly to ensure you achieve your goals.

NICK LOVERING

HEAD OF OBERON CAPITAL

CORNERSTONES OF OUR APPROACH

A Boutique Environment The team all have experience of working for larger banks and brokers but prefer the client outcomes that a boutique advisor can deliver where they can get more involved with the businesses they are representing.

Imagination We provide creative solutions combining traditional values and old-fashioned relationship based services with 21st century innovation, imagination and entrepreneurship.

Real Experience The team is familiar with, and will advise on, the challenges of growing young businesses and has significant experience in running listed businesses, including the IPO journey and operating a listed business. We understand both the challenges and the opportunities involved.

Connections We pride ourselves in our extensive network of investors and contacts in the financial services sector and connect corporate clients that have growth plans and capital requirements with the right investors. We have a wide network of investors as well as marketing to the wider investment community.

We invest our time in relationships. Not just our relationship with you, we make sure we know the people behind the companies we invest in.

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AIMEE MCCUSKER

DIRECTOR

WHAT MAKES US DIFFERENT

At Oberon Investments, we understand that trust is the foundation of our business and we take the security of our clients’ assets very seriously.  We understand that our clients trust us with their hard-earned money, and we strive to ensure that those assets are always protected.

To safeguard our clients’ assets, we have implemented a number of measures, including:

CLIENT TO BROKER RATIO

At Oberon Capital, we have a high ratio of highly experienced brokers to the number of clients. Our service is very personal and entirely bespoke. We bring high-quality outsourced research and we have access to different pools of capital. Our in-house fund management teams attend early-look meetings and provide guidance on investor decks and pricing

BOUTIQUE SIZE

Oberon Capital has a target of acting for a maximum of 25 corporate clients

GROUP BENEFITS

We will have access to the Oberon Investments fund and wealth management teams with current AUM of c.£Xbn with ambitious growth plans. They have a rigorous diligence process around smaller companies and dealflow.   The valuable feedback we gain from the teams will allow us to shape your investment case and pitch the most pertinent selling points to fund managers

ADDING VALUE

We only back management teams and investments that we believe in and understand, and where we can focus the marketing efforts on a suitable and appropriate investor audience avoiding time-wasting presentations to the wrong investors

OUR SERVICES

1. ACCESS TO CAPITAL

We act as broker for companies on all UK markets, whether the LSE, AIM or Aquis. Collectively, the team has helped more than a hundred companies through IPOs, across all sectors and on each UK market. We have a proven track record of being able to source capital and of advising listed companies on successful funding rounds. We are also a leading Aquis Corporate Adviser.

We have launched IPOs even in challenging market conditions.

We also offer fundraising in private markets, to a principally institutional audience.

2. EQUITY RESEARCH

Equity research can be of very significant value, but it is not needed all the time or by everyone. Our clients have access to our panel of highly experienced and well-respected equity analysts, who work with us on a consultancy basis. This makes our model much more flexible and affordable for you. Our research is sent to a wide population of institutional clients and via the Research Tree portal.

3. Corporate Broking and Investor Relations

We provide high-quality, bespoke Corporate Broking services as each of our clients have a different set of requirements. Our focus is on the personal relationships, which sees us actively engage with our clients’ senior team members. We keep clients updated on market trends, news and trading so that when you come to launch a transaction, you are fully informed.

Over the years, we have built up long-standing and trusted relationships with a multitude of investors. We unashamedly keep the number of retained clients at a level where we can ensure all will enjoy the level of service that they expect. We will succeed if our clients succeed, and we align our services precisely to this mission. This has helped us to establish a track record of successful outcomes for all of our clients. We offer a market leading marketing and Investor Relations service, which leverages the latest digital and online tools to disseminate investor messaging and ensure maximum exposure to the widest possible investor audience.

MIKE SEABROOK

FOUNDER & HEAD OF SALES

4. FINANCIAL ADVISORY / M&A

Our team has extensive experience in advising on corporate transactions for both public and private companies and expertise in matters relating to the UK Takeover Code, on both the buy and sell side. We can offer you high-quality technical expertise, combined with commercially focused advice and a collaborative approach with other advisers.

You may be a private client wanting to grow your wealth through investments. You may need to raise funds to grow a business. You may want to plan for retirement.
You can accomplish all of these goals with oberon and do so knowing you will receive the same character driven advice and personal service that is our calling card.

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RECENT TRANSACTIONS

Below are some of our recent transactions.

You may be a private client wanting to grow your wealth through investments. You may need to raise funds to grow a business. You may want to plan for retirement.

You can accomplish all of these goals with oberon and do so knowing you will receive the same character driven advice and personal service that is our calling card.

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